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Melissa C. Anderson

Compliance Operations & Risk Consultant

513.693.4875

Melissa has more than 13 years of experience in Compliance services and nearly 13 years of experience in paralegal and legal support services. As a member of Calfee’s Investment Management group, Melissa applies her significant knowledge and experience to support the management of client compliance programs, application of compliance policies and procedures, and governance and risk management practices.

Prior to joining Hayes Law and Compliance, Melissa served as a Compliance Operations and Risk Consultant at the law firm Calfee, Halter & Griswold LLP and a Senior Operations Specialist at a nationally registered RIA with over $19 billion in assets under management. There, she worked closely with business operations and compliance professionals to onboard new employees, administer code of ethics programs, and develop testing programs to comply with the Advisors Act of 1940.

In her previous role as a Compliance Officer for a Cincinnati-based nationally registered RIA with over $300 million in assets under management, Melissa was responsible for SEC filings and administration of the firm’s compliance program, including conducting testing and development of compliance policies and procedures.

Melissa also served as a paralegal with a regional corporate law firm for 10 years and as a legal assistant in the Office of the General Counsel for a large public research university.

Melissa earned her B.A. in History and her Legal Assisting Professional Certificate from the University of Cincinnati.